So, you’re ready to take the SIE Exam, pass it, and get started with your career in the financial industry. Well, before you do, let’s consider some of the important facts to know about what passing the exam can mean for you. This way,…
STC’s new Pass Guarantee is introduced and explained in detail by Chief Learning Officer, Todd Rosenfeld.
The SIE Exam is a FINRA-administered exam that’s required for any person who’s interested in starting a career in the securities industry. Passing the SIE alone doesn’t qualify a person for registration with a FINRA member firm or qualify them to engage in securities…
STC’s Chief Learning Officer, Todd Rosenfeld, explains how easy we can help you comply with your CE / Firm Element annual requirements.
The Series 6 registration can be essential for many financial securities professionals, including financial advisors (FAs), retirement plan specialists, investment advisors, and even private bankers. The importance of this registration is that it gives a person the ability to offer some of the most…
In this episode of Todd Talks, our Chief Learning Officer, Todd Rosenfeld talks about the benefits of Private Tutoring and why this may be an option for some students to help them pass their FINRA exam.
Onboarding new financial advisors (FAs) has always been a risky process. Despite the efforts put into recruiting new team members, there’s always a possibility that new recruits won’t work out or they may decide that they’re unhappy in their new position. To avoid the…
The FINRA-required license exams are about more than passing a test and checking an item off the to-do list. They are essential when building a career in the financial services industry. When prepared for correctly, the tests can teach concepts that advisors can use…
For advisors to succeed in the financial services industry, not only do they need the required licensing, they also need the appropriate credentials. In fact, many financial firms encourage their financial advisors (FAs) to have as many credentials as possible to broaden their expertise…